Job Description Summary
This position needs to be filled to perform various core C&D regulatory functions ( 75% ) to ensure regulatory compliance with our Recognition Order and provide admin support ( 25 %) to five professional staff within C&D
Core C&D Regulatory Functions Include : Managing Public Complaints traffic, Managing all marketplace communications between the BCSC/ASC, IIROC and C&D related to our issuers and marketplace. Maintain various internal databases with respect of regulatory notices and assist professional staff as needed on file specific issues. These functions are subject to regulatory audit.
Provide general administrative support to the C&D Team.
Administrative Assistant – Compliance & Disclosure
Description:
Must Have Skills:
Contract length: 12 months
Job Types: Full-time, Contract
Salary: $41,275.00-$50,000.00 per year
Schedule:
Education:
Experience:
Work remotely:
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